← SEC administrative proceedings

SQN Capital Management, LLC

Investment Advisers Act of 1940 · IA-5573, AAER-4166 · — · File 3-19964

Proceeding

Release Number

IA-5573, AAER-4166

Statutory Act

Investment Advisers Act of 1940

File Number

3-19964

Publish Date

—

Respondents

• SQN Capital Management, LLC

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

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